Broker Check

Our Values

Because we are an independent firm, we have no obligation to sell proprietary products or services, so we can be openly selective in offering only those investment products and services that we believe are best suited to help meet our clients’ financial objectives and goals.  This is the objectivity afforded by working with an independent financial consultant.  We offer our clients timely, unbiased financial planning advice, and promise to do so with the highest level of integrity and service.


We are committed to working as partners with our clients’ advisors for our clients who want to create relationships and solutions that last.


We are energetic, enthusiastic, and caring.  We are committed to our clients and each other.


We are committed to immersing ourselves in our clients’ world so our perspective is sound, reflects their vision, and our counsel is highly regarded.


We provide our clients with comprehensive alternative strategies, thorough explanations, and seamless execution by implementing their agreed-upon action steps.


We use our unique financial planning expertise and our inherent curiosity to search for new and better ways to achieve our clients’ goals.


We operate ethically and with integrity, respect, and civility and take personal responsibility for our own actions at all times.  See our Code of Ethics.


We work diligently to attract, grow, and retain the best people.  We are dedicated to long-term, rewarding, and fulfilling professional careers that provide challenging opportunities.  We believe that people who are treated with respect and given responsibility will, in return, develop their own strengths and give their best efforts consistently.

Our broker dealer, First Allied Securities, Inc. is a member of Cetera Financial Group, RCS Capital Corporation’s (NYSE: RCAP) retail investment advice platform.  It is one of the leading full-service independent brokerage firms in the nation with about 795 affiliated financial advisors and 300 branches throughout the United States.  First Allied offers experienced, reputable, and timely financial management with a contemporary, independent perspective.